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Versions: 00 01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 RFC 4898

Internet-Draft                                            Matt Mathis
                                                         John Heffner
                                     Pittsburgh Supercomputing Center
                                                   Rajiv Raghunarayan
                                                        Cisco Systems

                      TCP Extended Statistics MIB
               draft-ietf-tsvwg-tcp-mib-extension-15.txt
                      Fri Mar 2 16:25:20 EST 2007

Status of this Memo

   By submitting this Internet-Draft, each author represents that any
   applicable patent or other IPR claims of which he or she is aware
   have been or will be disclosed, and any of which he or she becomes
   aware will be disclosed, in accordance with Section 6 of BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups. Note that other
   groups may also distribute working documents as Internet-Drafts.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time. It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   The list of current Internet-Drafts can be accessed at http://
   www.ietf.org/ietf/1id-abstracts.txt.

   The list of Internet-Draft Shadow Directories can be accessed at
   http://www.ietf.org/shadow.html.

   This Internet-Draft will expire July, 2007

Abstract

   This draft describes extended performance statistics for TCP.  They
   are designed to use TCP's ideal vantage point to diagnose performance
   problems in both the network and the application.  If a network based
   application is performing poorly, TCP can determine if the bottleneck
   is in the sender, the receiver or the network itself.  If the
   bottleneck is in the network, TCP can provide specific information
   about its nature.

Table of Contents


      1. Introduction  . . . . . . . . . . . . . . . . . . . . . . . .2



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      2. The Internet-Standard Management Framework  . . . . . . . . .9
      3. Overview  . . . . . . . . . . . . . . . . . . . . . . . . . .9
      4. TCP Extended Statistics MIB . . . . . . . . . . . . . . . . 14
      5. Security Considerations . . . . . . . . . . . . . . . . . . 75
      6. IANA Considerations . . . . . . . . . . . . . . . . . . . . 77
      7. Normative References  . . . . . . . . . . . . . . . . . . . .77
      8. Informative References  . . . . . . . . . . . . . . . . . . .79
      10. Acknowledgments  . . . . . . . . . . . . . . . . . . . . . .80
      11. Authors' Addresses . . . . . . . . . . . . . . . . . . . . 81
      12. Intellectual Property  . . . . . . . . . . . . . . . . . . .81
      13. Disclaimer of Validity . . . . . . . . . . . . . . . . . . 82
      14. Copyright Statement  . . . . . . . . . . . . . . . . . . . .82

1. Introduction


   This draft describes extended performance statistics for TCP.  They
   are designed to use TCP's ideal vantage point to diagnose performance
   problems in both the network and the application.  If a network based
   application is performing poorly, TCP can determine if the bottleneck
   is in the sender, the receiver or the network itself.  If the
   bottleneck is in the network, TCP can provide specific information
   about its nature.

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119.


   The SNMP objects defined in this draft extend TCP MIB, as specified
   in RFC 4022 [RFC4022].  In addition to several new scalars and other
   objects, it augments two tables and makes one clarification to RFC
   4022.  Existing management stations for the TCP MIB are expected to
   be fully compatible with these clarifications.


X. Changes

   RFC editor, please remove this virtual section.  It contains document
   history and some information about document version control.

   This document is automatically generated from a database of potential
   TCP instruments.  Beware that the OIDs are still likely to change
   with future versions.  The current version can be obtained from
   <http://www.web100.org/mib/>.  Please send all suggestions and
   comments to tsvwg@ietf.org so they go to the entire TSV WG.

   Changes since draft-ietf-tsvwg-tcp-mib-extension-14.txt (3-Jan-2007):



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   Corrected types for tcpEStatsPerfZeroRwinSent,
   tcpEStatsPerfZeroRwinRcvd, tcpEStatsPathNonRecovDAEpisodes,
   tcpEStatsPathSumOctetsReordered (now all ZeroBasedCounter32).

   Changed tcpEStatsStackSndInitial, tcpEStatsStackRecInitial,
   tcpEStatsConnTableLatency, tcpEStatsListenerMaxBacklog,
   tcpEStatsPathIpTtl and the controls in tcpEStatsTuneTable to be
   Unsigned32, to be more consistent with usage conventions.

   Changed tcpEStatsPathIpTosIn and tcpEStatsPathIpTosOut to OCTET-
   STRING SIZE(1).

   Added a range to tcpEStatsConnectIndex and slightly relaxed the
   description.

   Changed the conformance statements to require read-wite access to
   tcpEStatsControlNotify if the notification group is implemented.

   Added persistency language to the MIB itself, in addition to the
   overview.

   Removed tcpEStatsPathQuenchRcvd, since ICMP source quence has been
   all but formally deprecated.

   Added tcpEStatsTuneLimMSS, to provide a manual mechanism to work
   around MTU discovery failures.

   Hey, Bill Fenner, can't you read everything just a little bit earlier
   in the review cycle?

   Changes since draft-ietf-tsvwg-tcp-mib-extension-13.txt (7-Dec-2006):

   Updated the copyright dates to 2007.  Updated versions for referenced
   documents in progress.

   Downgrade references to RFCs 2861, 3260, 3522 and 3742 to
   informative.

   Removed tcpEStatsPathECNNonceRcvd, which instruments the algorithm
   described in RFC 3540, an experimental RFC that has recently come
   into question.  There are no known, widely deployed implementations,
   and RFC 3540 conflicts with a recent proposal for a better use of the
   remaining IP header bits.

   Removed a duplicate incorrect address for Jon Saperia.

   Updated TOC.




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   Updated copyright language within the MIB (and comments within in the
   nroff source) to reflect RFC 4748.

   Many automatically detected nits, per Lars Eggert.

   Changes since draft-ietf-tsvwg-tcp-mib-extension-12.txt (9-Oct-2006):

   These changes reflect comments from the Gen-ART, Last Call Review.

   Clarified "this implementation" language in section 3.2.

   Corrected cut and paste errors in the descriptions of the table
   controls.

   Several minor wording nits.

   Changes since draft-ietf-tsvwg-tcp-mib-extension-11.txt (3-Aug-2006):

   Changed Matt's email address to mathis@psc.edu.

   Changes per comments from the transport AD, Lars Eggert: Re-organized
   the overview to improve clarity.  Moved the security section ahead of
   the references.  Various nits.

   Changes since draft-ietf-tsvwg-tcp-mib-extension-10.txt
   (24-May-2006):

   These changes reflect comments received during the WGLC.

   tcpEStatsConnTableLatency is no longer restricted to be less than 30
   seconds.

   Added references to the descriptions of Receiver Limited and
   Congestion limited objects (tcpEStatsPerfSndLim*).

   Reviewed and clarified all ECN related instruments.

   Changes since draft-ietf-tsvwg-tcp-mib-extension-09.txt (4-Mar-2006):

   Corrected the SYNTAX for PathNonRecovDAEpisodes,
   PathSumOctetsReordered and AppSndNxt.

   Clarified the relationship between tcpEStatsConnTableLatency and
   RFC4022 (TCP-MIB).

   Changes since draft-ietf-tsvwg-tcp-mib-extension-08.txt
   (23-Oct-2005):




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   Changed tcpEStatsConnectIdTable to augment TCP-
   MIB::tcpConnectionTable, rather than be a stand alone table.  This
   requires this draft to clarify vague row latency language in RFC4022
   and deleting some text about the removed objects from the overview
   and security sections.

   Added row latency language to all connection tables.

   Added DEFVAL to tcpEStatsConnTableLatency.

   Reassigned sane OIDs under tcpEStats.

   Careful review and several clarifications of the overview section.

   Reviewed and cleaned up all references.

   Restructured the tcpEStatsStackTable, by moving all of the objects
   that describe the SYN exchange to the front of the table.   These
   objects are not permitted to change once the connection is
   established.  This permits polling the latter portion of the table in
   a single PDU.

   Added the TcpEStatsNegotiated TC and revised the objects that
   describe the SYN exchange to better represent the state of the
   negotiation without separate objects for both option values and
   negotiated states.

   Added tcpEStatsPathRcvRTT, which is the receiver's estimate of the
   path RTT.  Later corrected it to be gauge32.

   Changed tcpEStatsListenerCurrConns to tcpEStatsListenerCurConns to
   agree with other "current" object names.

   Acknowledged the efforts of the MIB Doctor and Operations area
   director.

   The following changes are per the MIB doctor review:

   Minor corrections (form feeds, copyright date, etc) to pass IDnits
   and smilint.  (Note that the unassigned root OID generates to only
   remaining warning.)

   Moved this mib from a subtree under experimental to a subtree under
   mib-2 and added an IANA considerations section for the root OID.

   Added "UNITS" and "REFERENCE" clauses as appropriate.

   Clarified the description of tcpEStatsStackInRecovery.



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   Updated the description of tcpEStatsStackSoftErrors to mention the
   numerical values of the errors.

   Updated the Security considerations section with new boiler plate and
   better descriptions.

   Moved the document revision information to (this) virtual section.

   Replaced the TcpEStatsOperation TC with TruthValue TC.

   Clarified the description of tcpEStatsListenerCurBacklog.  Note that
   the text still allows for TCP variants.

   Removed references to obsolete SNMP versions from
   tcpEStatsConnectIdTable, but did not remove doubled or further
   restrict address types.

   Added a new subsection to clarify that the relationship to TCP
   standards and indicate that the underlying TCP specifications
   deliberately encourage diversity.

   Updated the description of the tcpEStatsPipeSize to clarify the
   permitted diversity in implementation.

   Added a normative reference for RFC3517.

   Clarified the introduction to the instruments of the window updates
   sent by the local receiver.

   Added 2 paragraphs to the overview about TCP non-persistence across
   reboots, and the non-persistence of all objects in this MIB.

   Clarified the description of tcpEStatsPathECNsignals.

   Added explicit language about counter deltas, for objects intended to
   be used to compute ratios.

   Removed text permitting implementers to allocate additional
   proprietary codes for tcpEStatsStackSoftErrorReason.


   Added language clarifying that SND.NXT, SND.UNA, etc have Counter32
   semantics.

   Changes since draft-ietf-tsvwg-tcp-mib-extension-07.txt (20-Feb-2005)

   Added tcpEStatsStackSpuriousRtoDetected.  Renamed AckAfterFR to
   tcpEStatsStackSpuriousFrDetected and clarified the description.



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   Restructure the tables yet again.  The perf, path, and stack tables
   now each start out with some required objects, followed by optional
   objects.  This permits a much more logical grouping of instruments,
   lowers the cost for a minimal implementation and encourages
   incremental deployment.

   Changes since draft-ietf-tsvwg-tcp-mib-extension-06.txt (20-Feb-2005)

   Added tcpEStatsPerfPipeSize and tcpEStatsPerfMaxPipeSize to detect
   when TCP is unable to open the window as large as permitted.

   Added tcpEStatsStackInRecovery to indicate if the connection is
   currently in recovery (e.g., has outstanding retransmissions), or
   about to enter recovery.

   Move tcpEStatsPerfSumRTT, Tcpestatsperfhcsumrtt and
   tcpEStatsPerfCountRTT to the path table, tcpEStatsPath.

   Added tcpEStatsPathHCGroup.

   Move tcpEstatsPathAckAfterFR and tcpEstatsPathSndDupAckEpisodes back
   to the performance table, tcpEStatsPerf.

   Move tcpEStatsPerfSampleRTT, tcpEStatsPerfSampleRTT and
   tcpEStatsPerfSampleRTT to the stack table, tcpEStatsStack.

   Clarified the descriptions of tcpEStatsPerfDupAckEpisodes,
   tcpEStatsPerfDupAcksOut and tcpEStatsPerfCongSignals

   Changes since draft-ietf-tsvwg-tcp-mib-extension-05.txt
   (17-July-2004)

   Many changes to object descriptions MIB comments and overview to
   improve clarity.

   Completely restructured the per connection tables.   Seven table were
   reduced to five.   The main per connection table tcpEStatsPerfTable
   is now mandatory.  Three other new tables are focused on
   understanding the details of the behavior of the path, internal TCP
   algorithms and the application.   In addition, there is a new tuning
   table with per-connection writable controls to work around a number
   of common problems.  Note that due to the table restructuring, most
   of the object names listed below have changed.

   Restructured the Listen Table (tcpEStatsListenerTable) to better
   instrument various SYN flood defenses.

   Removed minimal receiver window objects, and replaced them by the



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   count of the number of transitions to zero window from non-zero
   window.

   Replaced tcpEStatsPathIpTos by tcpEStatsPathIpTosOut and added
   tcpEStatsPathIpTosIn.

   Updated the descriptions of tcpEStatsDataSndNxt, tcpEStatsDataSndMax,
   tcpEStatsDataThruOctetsAcked, tcpEStatsDataHCThruBytesAcked,
   tcpEStatsDataThruBytesReceived, tcpEStatsDataHCThruBytesReceived,
   consistently use RFC793 variables (SND.NXT, etc) or refer to other
   TCP-ESTATS-MIB objects.

   Changed tcpEStatsSynOptsMSSSent and tcpEStatsSynOptsMSSRcvd from
   Gauge32 to Unsigned32

   Updated descriptions of tcpEStatsConnectLocalAddress and
   tcpEStatsConnectRemAddress to new conventions for InetAddress

   Changes since draft-ietf-tsvwg-tcp-mib-extension-04.txt (27-Oct-2003)
   Updated ID boiler plate to RFC3668, ID-Guidelines and fixed some
   formatting glitches

   Added a Table of Contents

   Updated the description of tcpEStatsConnectionState to indicate that
   the listen state included only for document parallelism and should
   not be used.

   Explained why it is useful for tcpEStatsConnectIdTable and others to
   remain for 30 seconds after a connection closes (so you retrieve the
   total statistics for the entire connection).

   Added comment about not supporting writing DeleteTcb into the TCP
   State.

   Explained that SndNxt is not a counter because it is non-monotonic.

   Clarified StartTime to be row creation

   Clarified row creation to be at the first SYN unless techniques to
   defend against SYN floods are in effect, then at connection
   establishment.

   Added tcpEStatsControlNotify to control the generation of
   notifications.

   Changed sequence numbers from ZeroBasedCounter32 to Counter32.




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   Changes since draft-ietf-tsvwg-tcp-mib-extension-03.txt (2-Mar-2003)

   Replaced "queued" with "buffered by TCP"

   Changed all counters in the TCP connection tables to be ZeroBased

   Remove tcpEStatsHCInSegs, tcpEStatsHCOutSegs, which appear in as
   tcpHCInSegs and tcpHCOutSegs in draft-ietf-ipv6-rfc2012-update-03.txt
   and later drafts.

   Added changes section.

2. The Internet-Standard Management Framework

   For a detailed overview of the documents that describe the current
   Internet-Standard Management Framework, please refer to section 7 of
   RFC 3410 [RFC3410].

   Managed objects are accessed via a virtual information store, termed
   the Management Information Base or MIB.  MIB objects are generally
   accessed through the Simple Network Management Protocol (SNMP).
   Objects in the MIB are defined using the mechanisms defined in the
   Structure of Management Information (SMI).  This memo specifies a MIB
   module that is compliant to the SMIv2, which is described in STD 58,
   RFC 2578 [RFC2578], STD 58, RFC 2579 [RFC2579] and STD 58, RFC 2580
   [RFC2580].


3. Overview

   The TCP-ESTATS-MIB defined in this memo consists of two groups of
   scalars, seven tables and two notifications:


   * The first group of scalars contain statistics of the TCP protocol
     engine not covered in RFC 4022.  This group consists of the single
     scalar tcpEStatsListenerTableLastChange which provides management
     stations with an easier mechanism to validate their listener
     caches.


   * The second group of scalars consist of knobs to enable and disable
     information collection by the tables containing connection-related
     statistics/information.  For example, the tcpEStatsControlPath
     object controls the activation of the tcpEStatsPathTable.  The
     tcpEStatsConnTableLatency object determines how long connection
     table rows are retained after a TCP connection transitions into the
     closed state.



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   * The tcpEStatsListenerTable augments tcpListenerTable in TCP-MIB
     [RFC4022] to provided additional information on the active TCP
     listeners on a device.  It supports objects to monitor and diagnose
     SYN-flood denial-of-service attacks as described below.


   * The tcpEStatsConnectIdTable augments the tcpConnectionTable in TCP-
     MIB [RFC4022] to provide a mapping between connection 4-tuples
     (which index tcpConnectionTable) and an integer connection index,
     tcpEStatsConnectIndex.  The connection index is used to index into
     the five remaining tables in this MIB module, and is designed to
     facilitate rapid polling of multiple objects associated with one
     TCP connection.


   * The tcpEStatsPerfTable contains objects that are useful for
     measuring TCP performance and first check problem diagnosis.


   * The tcpEStatsPathTable contains objects that can be used to infer
     detailed behavior of the Internet path, such as the extent that
     there are segment losses or reordering, etc.


   * The tcpEStatsStackTable contains objects that are most useful for
     determining how well the TCP control algorithms are coping with
     this particular path.


   * The tcpEStatsAppTable provides objects that are useful for
     determining if the application using TCP is limiting TCP
     performance.


   * The tcpEStatsTuneTable provides per connection controls that can be
     used to work around a number of common problems that plague TCP
     over some paths.


   * The two notifications defined in this MIB module are
     tcpEStatsEstablishNotification, indicating that a new connection
     has been accepted (or established, see below), and
     tcpEStatsCloseNotification, indicating that an existing connection
     has recently closed.



   3.1. MIB Initialization and Persistence



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   The TCP protocol itself is specifically designed not to preserve any
   state whatsoever across system reboots, and enforces this by
   requiring randomized Initial Sequence numbers and ephemeral ports
   under any conditions where segments from old connections might
   corrupt new connections following a reboot.

   All of the objects in the MIB MUST have the same persistence
   properties as the underlying TCP implementation.  On a reboot, all
   zero based counters MUST be cleared, all per connection table rows
   MUST be deleted and all read-write objects MUST be restored to their
   default values.  It is assumed that all TCP implementation have some
   initialization code (if nothing else to set IP addresses) that has
   the opportunity to adjust tcpEStatsConnTableLatency and other read-
   write scalars controlling the creation of the various tables, before
   establishing the first TCP connection.  Implementations MAY also
   choose to make these control scalars persist across reboots.

   The ZeroBasedCounter32 and ZeroBasedCounter64 objects in the listener
   and connection tables are initialized to zero when the table row is
   created.

   The tcpEStatsConnTableLatency object determines how long connection
   table rows are retained after a TCP connection transitions into the
   closed state, to permit reading final connection completion
   statistics.  In RFC4022 (TCP-MIB), the discussion of
   tcpConnectionTable row latency (page 9) the words "soon after" are
   understood to mean after tcpEStatsConnTableLatency, such that all
   rows of all tables associated with one connection are retained at
   least tcpEStatsConnTableLatency after connection close.  This
   clarification to RFC4022 only applies when TCP-ESTATS-MIB is
   implemented.  If TCP-ESTATS-MIB is not implemented, RFC4022 permits
   an unspecified delay between connection close and row deletion.

   3.2. Relationship to TCP standards

   There are more than 70 RFCs and other documents that specify various
   aspects of the Transmission Control Protocol (TCP) [RFC4614].  While
   most protocols are completely specified in one or two documents, this
   has not proven to be feasible for TCP.  TCP implements a reliable
   end-to-end data transport service over a very weakly constrained IP
   datagram service.  The essential problem that TCP has to solve is
   balancing the applications need for fast and reliable data transport
   against the need to make fair, efficient and equitable use of network
   resources, with only sparse information about the state of the
   network or its capabilities.

   TCP maintains this balance through the use of many estimators and
   heuristics that regulate various aspects of the protocol.  For



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   example RFC2988 describes how to calculate the retransmission timer,
   RTO, from the average and variance of the network round-trip-time as
   estimated from the RTT sampled on some data segments.  Although these
   algorithms are standardized, they are a compromise which is optimal
   for only common Internet environments.  Other estimators might yield
   better results (higher performance or more efficient use of the
   network) in some environments, particularly under uncommon
   conditions.

   It is the consensus of the community that nearly all of the
   estimators and heuristics used in TCP might be improved through
   further research and development.  For this reason nearly all of TCP
   documents leave some latitude for future improvements, for example by
   the use of "SHOULD" instead of "MUST" [RFC2119].  Even standard
   algorithms that are required because they critically effect fairness
   or the dynamic stability of Internet congestion control, include some
   latitude for evolution.  As a consequence there is considerable
   diversity in the details of the TCP implementations actually in use
   today.

   The fact that the underlying algorithms are not uniform makes it
   difficult to tightly specify a MIB.  We could have chosen the point
   of view that the MIB should publish precisely defined metrics of the
   network path, even if they are different from the estimators in use
   by TCP.  This would make the MIB more useful as a measurement tool,
   but less useful for understanding how any specific TCP implementation
   is interacting with the network path and upper protocol layers.  We
   chose instead to have the MIB expose the estimators and important
   states variables of the algorithms in use, without constraining the
   TCP implementation.

   As a consequence the MIB objects are defined in terms of fairly
   abstract descriptions (e.g., Round-Trip-Time) but are intended to
   expose the actual estimators or other state variables as they are
   used in TCP implementations, possibly transformed (e.g., scaled or
   otherwise adjusted) to match the spirit of the object descriptions in
   this document.

   This may mean that MIB objects may not be exactly comparable between
   two different TCP implementations.  A general management station can
   only assume the abstract descriptions, which are useful for general
   assessment of how TCP is functioning. To a TCP implementer with
   detailed knowledge about the TCP implementation on a specific host,
   this MIB might be useful for debugging or evaluating the algorithms
   in their implementation.

   Under no conditions is this MIB intended to constrain TCP to use (or
   exclude) any particular estimator, heuristic, algorithm or



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   implementation.

   3.3.  Diagnosing SYN-flood Denial-of-Service attacks

   The tcpEStatsListenerTable is specifically designed to provide
   information that is useful for diagnosing SYN-flood Denial-of-Service
   attacks, where a server is overwhelmed by forged or otherwise
   malicious connection attempts.  There are several different
   techniques that can be used to defend against SYN-flooding but none
   are standardized [Edd06].  These different techniques all have the
   same basic characteristics which are instrumentable with a common set
   of objects even though the techniques differ greatly in the details.

   All SYN-flood defenses avoid allocating significant resources (memory
   or CPU) to incoming (passive open) connections until the connections
   meet some liveness criteria (to defend against forged IP source
   addresses) and the server has sufficient resources to process the
   incoming request.  Note that allocating resources is an
   implementation specific event that may not correspond to an
   observable protocol event (e.g., segments on the wire).  There are
   two general concepts that can be applied to all known SYN-flood
   defenses.  There is generally a well defined event when a connection
   is allocated full resources, and a "backlog" - a queue of embryonic
   connections that have been allocated only partial resources.

   In many implementations incoming TCP connections are allocated
   resources as a side effect of the POSIX [POSIX] accept() call.  For
   this reason we use the terminology "accepting a connection" to refer
   to this event: committing sufficient network resources to process the
   incoming request.  Accepting a connection typically entails
   allocating memory for the protocol control block [RFC793], the per
   connection table rows described in this MIB and CPU resources, such
   as process table entries or threads.

   Note that it is not useful to accept connections before they are
   ESTABLISHED, because this would create an easy opportunity for
   Denial-of-Service attacks, using forged source IP addresses.

   The backlog consists of connections that are in SYN-RCVD or
   ESTABLISHED states, that have not been accepted.  For purposes of
   this MIB we assume that these connections have been allocated some
   resources (e.g., an embryonic protocol control block) but not full
   resources (e.g., do not yet have MIB table rows).

   Note that some SYN-Flood defenses dispense with explicit SYN-RCVD
   state by cryptographically encoding the state in the ISS of the SYN-
   ACK (sometimes called a syn-cookie), and then using the sequence
   number of the first ACK to reconstruct the SYN-RCVD state before



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   transitioning to the ESTABLISHED state.  For these implementations
   there is no explicit representation of the SYN-RCVD state and the
   backlog only consists of connections that are ESTABLISHED and are
   waiting to be ACCEPTED.

   Furthermore, most SYN-flood defenses have some mechanism to throttle
   connections that might otherwise overwhelm this endpoint.  They
   generally use some combination of discarding incoming SYNs and
   discarding connections already in the backlog.  This does not cause
   all connections from legitimate clients to fail, as long as the
   clients retransmit the SYN or first ACK as specified in RFC793.  Most
   diversity in SYN flood defenses arise from variations in these
   algorithms to limit load, and therefore cannot be instrumented with a
   common standard MIB.

   The Listen Table instruments all passively opened TCP connections in
   terms of observable protocol events (e.g., sent and received
   segments) and resource allocation events (entering the backlog and
   being accepted).  This approach eases generalization to SYN-flood
   mechanisms that use alternate TCP state transition diagrams and
   implicit mechanisms to encode some states.



4. TCP Extended Statistics MIB

   TCP-ESTATS-MIB DEFINITIONS ::= BEGIN
   IMPORTS
          MODULE-IDENTITY, Counter32, Integer32, Unsigned32,
          Gauge32, OBJECT-TYPE, mib-2,
          NOTIFICATION-TYPE
              FROM SNMPv2-SMI
          MODULE-COMPLIANCE, OBJECT-GROUP, NOTIFICATION-GROUP
              FROM SNMPv2-CONF
          ZeroBasedCounter32
              FROM RMON2-MIB                  -- [RFC2021]
          ZeroBasedCounter64
              FROM HCNUM-TC                   -- [RFC2856]
          TEXTUAL-CONVENTION,
          DateAndTime, TruthValue, TimeStamp
              FROM SNMPv2-TC                  -- [RFC2579]
          tcpListenerEntry, tcpConnectionEntry
              FROM TCP-MIB;                   -- [RFC4022]

   tcpEStatsMIB MODULE-IDENTITY
       LAST-UPDATED "200703021625Z"  -- Mar 2, 2007
       ORGANIZATION "IETF TSV Working Group"
       CONTACT-INFO



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           "Matt Mathis
           John Heffner
           Web100 Project
           Pittsburgh Supercomputing Center
           4400 Fifth Ave
           Pittsburgh, PA 15213
           Email: mathis@psc.edu, jheffner@psc.edu

           Rajiv Raghunarayan
           Cisco Systems Inc.
           San Jose, CA 95134
           Phone: 408 853 9612
           Email: raraghun@cisco.com

           Jon Saperia
           84 Kettell Plain Road
           Stow, MA 01775
           Phone: 617-201-2655
           Email: saperia@jdscons.com "
       DESCRIPTION
           "Documentation of TCP Extended Performance Instrumentation
            variables from the Web100 project.  [Web100]

            All of the objects in this MIB MUST have the same
            persistence properties as the underlying TCP implementation.
            On a reboot, all zero based counters MUST be cleared, all
            per table rows MUST be deleted and all read-write objects
            MUST be restored to their default values.

            It is assumed that all TCP implementation have some
            initialization code (if nothing else to set IP addresses)
            that has the opportunity to adjust tcpEStatsConnTableLatency
            and other read-write scalars controlling the creation of the
            various tables, before establishing the first TCP
            connection.  Implementations MAY also choose to make these
            control scalars persist across reboots.

            Copyright (C) The IETF Trust (2007). This version
            of this MIB module is a part of RFC xxx1; see the RFC
            itself for full legal notices."
   -- RFC Editor: replace xxx1 with actual RFC number & remove note

       REVISION "200703021625Z"  -- Mar 2, 2007
       DESCRIPTION
           "Initial version, published as RFC xxx1."
   -- RFC Editor assigns RFC xxx1
           ::= { mib-2 xxx2 }
   -- RFC Editor: IANA assigns base OID xxx2



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   tcpEStatsNotifications OBJECT IDENTIFIER ::= { tcpEStatsMIB 0 }
   tcpEStatsMIBObjects    OBJECT IDENTIFIER ::= { tcpEStatsMIB 1 }
   tcpEStatsConformance   OBJECT IDENTIFIER ::= { tcpEStatsMIB 2 }
   tcpEStats             OBJECT IDENTIFIER ::= { tcpEStatsMIBObjects 1 }
   tcpEStatsControl      OBJECT IDENTIFIER ::= { tcpEStatsMIBObjects 2 }
   tcpEStatsScalar       OBJECT IDENTIFIER ::= { tcpEStatsMIBObjects 3 }

   --
   -- Textual Conventions
   --

   TcpEStatsNegotiated  ::= TEXTUAL-CONVENTION
      STATUS             current
      DESCRIPTION
          "Indicates if some optional TCP feature was negotiated.

           Enabled(1) indicates that the feature was successfully
           negotiated on, which generally requires both host to agree
           to use the feature.

           selfDisabled(2) indicates that the local host refused the
           feature because it is not implemented, configured off or
           refused for some other reason, such as the lack of
           resources.

           peerDisabled(3) indicates that the local host was willing
           to negotiate the feature, but the remote host did not
           do so."
      SYNTAX INTEGER {
                   enabled(1),
                   selfDisabled(2),
                   peerDisabled(3)
           }

   --
   -- TCP Extended statistics scalars
   --

   tcpEStatsListenerTableLastChange OBJECT-TYPE
       SYNTAX     TimeStamp
       MAX-ACCESS read-only
       STATUS     current
       DESCRIPTION
              "The value of sysUpTime at the time of the last
               creation or deletion of an entry in the tcpListenerTable.
               If the number of entries has been unchanged since the
               last re-initialization of the local network management
               subsystem, then this object contains a zero value."



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       ::= { tcpEStatsScalar 3 }

   -- ================================================================
   --
   -- The tcpEStatsControl Group
   --

   -- The scalar objects in this group are used to control the
   -- activation and deactivation of the TCP Extended Statistics
   -- tables and notifications in this module.
   --

   tcpEStatsControlPath  OBJECT-TYPE
       SYNTAX          TruthValue
       MAX-ACCESS      read-write
       STATUS          current
       DESCRIPTION
           "Controls the activation of the TCP Path Statistics
           table.

           A value 'true' indicates that the TCP Path Statistics
           table is active, while 'false' indicates that the
           table is inactive."
       DEFVAL          { false }
       ::= { tcpEStatsControl 1 }

   tcpEStatsControlStack  OBJECT-TYPE
       SYNTAX          TruthValue
       MAX-ACCESS      read-write
       STATUS          current
       DESCRIPTION
           "Controls the activation of the TCP Stack Statistics
           table.

           A value 'true' indicates that the TCP Stack Statistics
           table is active, while 'false' indicates that the
           table is inactive."
       DEFVAL          { false }
       ::= { tcpEStatsControl 2 }

   tcpEStatsControlApp  OBJECT-TYPE
       SYNTAX          TruthValue
       MAX-ACCESS      read-write
       STATUS          current
       DESCRIPTION
           "Controls the activation of the TCP Application
           Statistics table.




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           A value 'true' indicates that the TCP Application
           Statistics table is active, while 'false' indicates
           that the table is inactive."
       DEFVAL          { false }
       ::= { tcpEStatsControl 3 }

   tcpEStatsControlTune  OBJECT-TYPE
       SYNTAX          TruthValue
       MAX-ACCESS      read-write
       STATUS          current
       DESCRIPTION
           "Controls the activation of the TCP Tuning table.

           A value 'true' indicates that the TCP Tuning
           table is active, while 'false' indicates that the
           table is inactive."
       DEFVAL          { false }
       ::= { tcpEStatsControl 4 }

   tcpEStatsControlNotify  OBJECT-TYPE
       SYNTAX          TruthValue
       MAX-ACCESS      read-write
       STATUS          current
       DESCRIPTION
           "Controls the generation of all notifications defined in
           this MIB.

           A value 'true' indicates that the notifications
           are active, while 'false' indicates that the
           notifications are inactive."
       DEFVAL          { false }
       ::= { tcpEStatsControl 5 }

   tcpEStatsConnTableLatency OBJECT-TYPE
       SYNTAX          Unsigned32
       UNITS           "seconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
           "Specifies the number of seconds that the entity will
            retain entries in the TCP connection tables, after the
            connection first enters the closed state.  The entity
            SHOULD provide a configuration option to enable
            customization of this value.  A value of 0
            results in entries being removed from the tables as soon as
            the connection enters the closed state.  The value of
            this object pertains to the following tables:
              tcpEStatsConnectIdTable



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              tcpEStatsPerfTable
              tcpEStatsPathTable
              tcpEStatsStackTable
              tcpEStatsAppTable
              tcpEStatsTuneTable"
       DEFVAL { 0 }
       ::= { tcpEStatsControl 6 }

   -- ================================================================
   --
   -- Listener Table
   --

   tcpEStatsListenerTable OBJECT-TYPE
       SYNTAX      SEQUENCE OF TcpEStatsListenerEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "This table contains information about TCP Listeners,
           in addition to the information maintained by the
           tcpListenerTable RFC4022."
       ::= { tcpEStats 1 }

   tcpEStatsListenerEntry OBJECT-TYPE
       SYNTAX       TcpEStatsListenerEntry
       MAX-ACCESS   not-accessible
       STATUS       current
       DESCRIPTION
           "Each entry in the table contains information about
           a specific TCP Listener."
       AUGMENTS { tcpListenerEntry }
       ::= { tcpEStatsListenerTable 1 }

   TcpEStatsListenerEntry ::= SEQUENCE {
           tcpEStatsListenerStartTime         TimeStamp,
           tcpEStatsListenerSynRcvd           ZeroBasedCounter32,
           tcpEStatsListenerInitial           ZeroBasedCounter32,
           tcpEStatsListenerEstablished       ZeroBasedCounter32,
           tcpEStatsListenerAccepted          ZeroBasedCounter32,
           tcpEStatsListenerExceedBacklog     ZeroBasedCounter32,
           tcpEStatsListenerHCSynRcvd         ZeroBasedCounter64,
           tcpEStatsListenerHCInitial         ZeroBasedCounter64,
           tcpEStatsListenerHCEstablished     ZeroBasedCounter64,
           tcpEStatsListenerHCAccepted        ZeroBasedCounter64,
           tcpEStatsListenerHCExceedBacklog   ZeroBasedCounter64,
           tcpEStatsListenerCurConns          Gauge32,
           tcpEStatsListenerMaxBacklog        Unsigned32,
           tcpEStatsListenerCurBacklog        Gauge32,



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           tcpEStatsListenerCurEstabBacklog   Gauge32
   }

   tcpEStatsListenerStartTime   OBJECT-TYPE
       SYNTAX     TimeStamp
       MAX-ACCESS read-only
       STATUS     current
       DESCRIPTION
           "The value of sysUpTime at the time this listener was
           established.  If the current state was entered prior to
           the last re-initialization of the local network management
           subsystem, then this object contains a zero value."
       ::= { tcpEStatsListenerEntry 1 }

   tcpEStatsListenerSynRcvd OBJECT-TYPE
       SYNTAX     ZeroBasedCounter32
       MAX-ACCESS read-only
       STATUS     current
       DESCRIPTION
           "The number of SYNs which have been received for this
           listener.   The total number of failed connections for
           all reasons can be estimated to be tcpEStatsListenerSynRcvd
           minus tcpEStatsListenerAccepted and
           tcpEStatsListenerCurBacklog."
       ::= { tcpEStatsListenerEntry 2 }

   tcpEStatsListenerInitial     OBJECT-TYPE
      SYNTAX     ZeroBasedCounter32
      MAX-ACCESS read-only
      STATUS     current
      DESCRIPTION
         "The total number of connections for which the Listener
          has allocated initial state and placed the
          connection in the backlog.  The may happen in the
          SYN-RCVD or ESTABLISHED states, depending on the
          implementation."
       ::= { tcpEStatsListenerEntry 3 }

   tcpEStatsListenerEstablished OBJECT-TYPE
       SYNTAX     ZeroBasedCounter32
       MAX-ACCESS read-only
       STATUS     current
       DESCRIPTION
           "The number of connections which have been established to
           this endpoint.  (e.g., The number of first ACKs which have
           been received for this listener)."
       ::= { tcpEStatsListenerEntry 4 }




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   tcpEStatsListenerAccepted    OBJECT-TYPE
      SYNTAX     ZeroBasedCounter32
      MAX-ACCESS read-only
      STATUS     current
      DESCRIPTION
         "The total number of connections for which the Listener
          has successfully issued an accept, removing the connection
          from the backlog."
       ::= { tcpEStatsListenerEntry 5 }

   tcpEStatsListenerExceedBacklog OBJECT-TYPE
      SYNTAX     ZeroBasedCounter32
      MAX-ACCESS read-only
      STATUS     current
      DESCRIPTION
         "The total number of connections dropped from the
         backlog by this listener due to all reasons.  This
         includes all connections that are allocated initial
         resources but are not accepted for some reason."
       ::= { tcpEStatsListenerEntry 6 }

   tcpEStatsListenerHCSynRcvd OBJECT-TYPE
       SYNTAX     ZeroBasedCounter64
       MAX-ACCESS read-only
       STATUS     current
       DESCRIPTION
           "The number of SYNs which have been received for this
           listener on systems that can process (or reject) more
           than 1 million connections per second.   See
           tcpEStatsListenerSynRcvd."
       ::= { tcpEStatsListenerEntry 7 }

   tcpEStatsListenerHCInitial     OBJECT-TYPE
      SYNTAX     ZeroBasedCounter64
      MAX-ACCESS read-only
      STATUS     current
      DESCRIPTION
         "The total number of connections for which the Listener
          has allocated initial state and placed the connection
          in the backlog on systems that can process (or reject)
          more than 1 million connections per second.   See
          tcpEStatsListenerInitial."
       ::= { tcpEStatsListenerEntry 8 }

   tcpEStatsListenerHCEstablished OBJECT-TYPE
       SYNTAX     ZeroBasedCounter64
       MAX-ACCESS read-only
       STATUS     current



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       DESCRIPTION
           "The number of connections which have been established to
           this endpoint on systems that can process (or reject) more
           than 1 million connections per second.   See
           tcpEStatsListenerEstablished."
       ::= { tcpEStatsListenerEntry 9 }

   tcpEStatsListenerHCAccepted    OBJECT-TYPE
      SYNTAX     ZeroBasedCounter64
      MAX-ACCESS read-only
      STATUS     current
      DESCRIPTION
         "The total number of connections for which the Listener
          has successfully issued an accept, removing the connection
          from the backlog on systems that can process (or reject)
          more than 1 million connections per second.   See
          tcpEStatsListenerAccepted."
       ::= { tcpEStatsListenerEntry 10 }

   tcpEStatsListenerHCExceedBacklog OBJECT-TYPE
      SYNTAX     ZeroBasedCounter64
      MAX-ACCESS read-only
      STATUS     current
      DESCRIPTION
         "The total number of connections dropped from the
         backlog by this listener due to all reasons on
         systems that can process (or reject) more than
         1 million connections per second.   See
         tcpEStatsListenerHCExceedBacklog."
       ::= { tcpEStatsListenerEntry 11 }

   tcpEStatsListenerCurConns   OBJECT-TYPE
      SYNTAX     Gauge32
      MAX-ACCESS read-only
      STATUS     current
      DESCRIPTION
         "The current number of connections in the ESTABLISHED
          state, which have also been accepted.  It excludes
          connections that have been established but not accepted
          because they are still subject to being discarded to
          shed load without explicit action by either endpoint."
       ::= { tcpEStatsListenerEntry 12 }

   tcpEStatsListenerMaxBacklog OBJECT-TYPE
      SYNTAX     Unsigned32
      MAX-ACCESS read-only
      STATUS     current
      DESCRIPTION



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         "The maximum number of connections allowed in
          backlog at one time."
       ::= { tcpEStatsListenerEntry 13 }

   tcpEStatsListenerCurBacklog OBJECT-TYPE
      SYNTAX     Gauge32
      MAX-ACCESS read-only
      STATUS     current
      DESCRIPTION
         "The current number of connections that are in backlog.
          This gauge includes connections in ESTABLISHED or
          SYN-RECEIVED states for which the Listener has not yet
          issued an accept.

          If this listener is using some technique to implicitly
          represent the SYN-RECEIVED states (e.g., by
          cryptographically encoding the state information in the
          initial sequence number, ISS), it MAY elect to exclude
          connections in the SYN-RECEIVED state from the backlog."
       ::= { tcpEStatsListenerEntry 14 }

   tcpEStatsListenerCurEstabBacklog OBJECT-TYPE
      SYNTAX     Gauge32
      MAX-ACCESS read-only
      STATUS     current
      DESCRIPTION
         "The current number of connections in backlog that are
          in the ESTABLISHED state, but for which the Listener has
          not yet issued an accept."
       ::= { tcpEStatsListenerEntry 15 }


   -- ================================================================
   --
   -- TCP Connection ID Table
   --

   tcpEStatsConnectIdTable    OBJECT-TYPE
       SYNTAX      SEQUENCE OF TcpEStatsConnectIdEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "This table maps information that uniquely identifies
           each active TCP connection to the connection ID used by
           other tables in this MIB Module.  It is an extention of
           tcpConnectionTable in RFC4022.

           Entries are retained in this table for the number of



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           seconds indicated by the tcpEStatsConnTableLatency
           object, after the TCP connection first enters the closed
           state."
       ::= { tcpEStats 2 }

   tcpEStatsConnectIdEntry  OBJECT-TYPE
       SYNTAX       TcpEStatsConnectIdEntry
       MAX-ACCESS   not-accessible
       STATUS       current
       DESCRIPTION
           "Each entry in this table maps a TCP connection
           4-tuple to a connection index."
       AUGMENTS { tcpConnectionEntry }
       ::= { tcpEStatsConnectIdTable 1 }

   TcpEStatsConnectIdEntry ::= SEQUENCE {
           tcpEStatsConnectIndex             Unsigned32
   }

   tcpEStatsConnectIndex  OBJECT-TYPE
       SYNTAX          Unsigned32 (1..4294967295)
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
           "A unique integer value assigned to each TCP Connection
           entry.

           The RECOMMENDED algorithm is to begin at 1 and increase to
           some implementation specific maximum value and then start
           again at 1 skipping values already in use."
       ::= { tcpEStatsConnectIdEntry 1 }

   -- ================================================================
   --
   -- Basic TCP Performance Statistics
   --

   tcpEStatsPerfTable    OBJECT-TYPE
       SYNTAX      SEQUENCE OF TcpEStatsPerfEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION

           "This table contains objects that are useful for
           measuring TCP performance and first line problem
           diagnosis.  Most objects in this table directly expose
           some TCP state variable or are easily implemented as
           simple functions (e.g., the maximum value) of TCP



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           state variables.

           Entries are retained in this table for the number of
           seconds indicated by the tcpEStatsConnTableLatency
           object, after the TCP connection first enters the closed
           state."
       ::= { tcpEStats 3 }

   tcpEStatsPerfEntry  OBJECT-TYPE
       SYNTAX       TcpEStatsPerfEntry
       MAX-ACCESS   not-accessible
       STATUS       current
       DESCRIPTION
           "Each entry in this table has information about the
           characteristics of each active and recently closed tcp
           connection."
      INDEX { tcpEStatsConnectIndex }
      ::= { tcpEStatsPerfTable 1 }

   TcpEStatsPerfEntry ::= SEQUENCE {

           tcpEStatsPerfSegsOut                ZeroBasedCounter32,
           tcpEStatsPerfDataSegsOut            ZeroBasedCounter32,
           tcpEStatsPerfDataOctetsOut          ZeroBasedCounter32,
           tcpEStatsPerfHCDataOctetsOut        ZeroBasedCounter64,
           tcpEStatsPerfSegsRetrans            ZeroBasedCounter32,
           tcpEStatsPerfOctetsRetrans          ZeroBasedCounter32,
           tcpEStatsPerfSegsIn                 ZeroBasedCounter32,
           tcpEStatsPerfDataSegsIn             ZeroBasedCounter32,
           tcpEStatsPerfDataOctetsIn           ZeroBasedCounter32,
           tcpEStatsPerfHCDataOctetsIn         ZeroBasedCounter64,
           tcpEStatsPerfElapsedSecs            ZeroBasedCounter32,
           tcpEStatsPerfElapsedMicroSecs       ZeroBasedCounter32,
           tcpEStatsPerfStartTimeStamp         DateAndTime,
           tcpEStatsPerfCurMSS                 Gauge32,
           tcpEStatsPerfPipeSize               Gauge32,
           tcpEStatsPerfMaxPipeSize            Gauge32,
           tcpEStatsPerfSmoothedRTT            Gauge32,
           tcpEStatsPerfCurRTO                 Gauge32,
           tcpEStatsPerfCongSignals            ZeroBasedCounter32,
           tcpEStatsPerfCurCwnd                Gauge32,
           tcpEStatsPerfCurSsthresh            Gauge32,
           tcpEStatsPerfTimeouts               ZeroBasedCounter32,
           tcpEStatsPerfCurRwinSent            Gauge32,
           tcpEStatsPerfMaxRwinSent            Gauge32,
           tcpEStatsPerfZeroRwinSent           ZeroBasedCounter32,
           tcpEStatsPerfCurRwinRcvd            Gauge32,
           tcpEStatsPerfMaxRwinRcvd            Gauge32,



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           tcpEStatsPerfZeroRwinRcvd           ZeroBasedCounter32,
           tcpEStatsPerfSndLimTransRwin        ZeroBasedCounter32,
           tcpEStatsPerfSndLimTransCwnd        ZeroBasedCounter32,
           tcpEStatsPerfSndLimTransSnd         ZeroBasedCounter32,
           tcpEStatsPerfSndLimTimeRwin         ZeroBasedCounter32,
           tcpEStatsPerfSndLimTimeCwnd         ZeroBasedCounter32,
           tcpEStatsPerfSndLimTimeSnd          ZeroBasedCounter32
       }

   --
   --  The following objects provide statistics on aggregate
   --  segments and data sent on a connection. These provide a
   --  direct measure of the Internet capacity consumed by a
   --  connection.
   --

   tcpEStatsPerfSegsOut  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The total number of segments sent."
       ::= { tcpEStatsPerfEntry 1 }

   tcpEStatsPerfDataSegsOut  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of segments sent containing a positive length
           data segment."
       ::= { tcpEStatsPerfEntry 2 }

   tcpEStatsPerfDataOctetsOut  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of octets of data contained in transmitted
           segments, including retransmitted data. Note that this does
           not include TCP headers."
       ::= { tcpEStatsPerfEntry 3 }

   tcpEStatsPerfHCDataOctetsOut  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter64
       UNITS           "octets"
       MAX-ACCESS      read-only



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       STATUS          current
       DESCRIPTION
          "The number of octets of data contained in transmitted
           segments, including retransmitted data, on systems that can
           transmit more than 10 million bits per second. Note that
           this does not include TCP headers."
       ::= { tcpEStatsPerfEntry 4 }

   tcpEStatsPerfSegsRetrans  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of segments transmitted containing at least some
           retransmitted data."
       REFERENCE
          "RFC793, Transmission Control Protocol"
       ::= { tcpEStatsPerfEntry 5 }

   tcpEStatsPerfOctetsRetrans  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of octets retransmitted."
       REFERENCE
          "RFC793, Transmission Control Protocol"
       ::= { tcpEStatsPerfEntry 6 }

   tcpEStatsPerfSegsIn  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The total number of segments received."
       ::= { tcpEStatsPerfEntry 7 }

   tcpEStatsPerfDataSegsIn  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of segments received containing a positive
           length data segment."
       ::= { tcpEStatsPerfEntry 8 }

   tcpEStatsPerfDataOctetsIn  OBJECT-TYPE



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       SYNTAX          ZeroBasedCounter32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of octets contained in received data segments,
           including retransmitted data. Note that this does not
           include TCP headers."
       ::= { tcpEStatsPerfEntry 9 }

   tcpEStatsPerfHCDataOctetsIn  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter64
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of octets contained in received data segments,
           including retransmitted data, on systems that can receive
           more than 10 million bits per second. Note that this does
           not include TCP headers."
       ::= { tcpEStatsPerfEntry 10 }

   tcpEStatsPerfElapsedSecs  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       UNITS           "seconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The seconds part of the time elapsed between
           tcpEStatsPerfStartTimeStamp and the most recent protocol
           event (segment sent or received)."
       ::= { tcpEStatsPerfEntry 11 }

   tcpEStatsPerfElapsedMicroSecs  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       UNITS           "microseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The micro-second part of time elapsed between
           tcpEStatsPerfStartTimeStamp to the most recent protocol
           event (segment sent or received). This may be updated in
           whatever time granularity is the system supports."
       ::= { tcpEStatsPerfEntry 12 }

   tcpEStatsPerfStartTimeStamp  OBJECT-TYPE
       SYNTAX          DateAndTime
       MAX-ACCESS      read-only



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       STATUS          current
       DESCRIPTION
          "Time at which this row was created and all
           ZeroBasedCounters in the row were initialized to zero."
       ::= { tcpEStatsPerfEntry 13 }

   --
   --  The following objects can be used to fit minimal
   --  performance models to the TCP data rate.
   --

   tcpEStatsPerfCurMSS  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The current maximum segment size (MSS), in octets."
       REFERENCE
          "RFC1122, Requirements for Internet Hosts - Communication
           Layers"
       ::= { tcpEStatsPerfEntry 14 }

   tcpEStatsPerfPipeSize  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The TCP senders current estimate of the number of
           unacknowledged data octets in the network.

           While not in recovery (e.g., while the receiver is not
           reporting missing data to the sender) this is precisely the
           same as ``Flight size'' as defined in RFC2581, which can be
           computed as SND.NXT minus SND.UNA. [RFC793]

           During recovery the TCP sender has incomplete information
           about the state of the network (e.g., which segments are
           lost vs reordered, especially if the return path is also
           dropping TCP acknowledgments). Current TCP standards do not
           mandate any specific algorithm for estimating the number of
           unacknowledged data octets in the network.

           RFC3517 describes a conservative algorithm to use SACK
           information to estimate the number of unacknowledged data
           octets in the network. tcpEStatsPerfPipeSize object SHOULD
           be the same as ``pipe'' as defined in RFC3517 if it is



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           implemented. (Note that while not in recovery the pipe
           algorithm yields the same values as flight size).

           If RFC3517 is not implemented, the data octets in flight
           SHOULD be estimated as SND.NXT minus SND.UNA adjusted by
           some measure of the data that has left the network and
           retransmitted data. For example, with Reno or NewReno style
           TCP, the number of duplicate acknowledgment is used to
           count the number of segments that have left the network.
           I.e., PipeSize=SND.NXT-SND.UNA+(retransmits-dupacks)*CurMSS"
       REFERENCE
          "RFC793, RFC2581, RFC3517"
       ::= { tcpEStatsPerfEntry 15 }

   tcpEStatsPerfMaxPipeSize  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The maximum value of tcpEStatsPerfPipeSize, for this
           connection."
       REFERENCE
          "RFC793, RFC2581, RFC3517"
       ::= { tcpEStatsPerfEntry 16 }

   tcpEStatsPerfSmoothedRTT  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The smoothed round trip time used in calculation of the
           RTO. See SRTT in [RFC2988]."
       REFERENCE
          "RFC2988, Computing TCP's Retransmission Timer"
       ::= { tcpEStatsPerfEntry 17 }

   tcpEStatsPerfCurRTO  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The current value of the retransmit timer RTO."
       REFERENCE
          "RFC2988, Computing TCP's Retransmission Timer"
       ::= { tcpEStatsPerfEntry 18 }



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   tcpEStatsPerfCongSignals  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of multiplicative downward congestion window
           adjustments due to all forms of congestion signals,
           including Fast Retransmit, ECN and timeouts. This object
           summarizes all events that invoke the MD portion of AIMD
           congestion control, and as such is the best indicator of
           how cwnd is being affected by congestion.

           Note that retransmission timeouts multiplicatively reduce
           the window implicitly by setting ssthresh, and SHOULD be
           included in tcpEStatsPerfCongSignals. In order to minimize
           spurious congestion indications due to out-of-order
           segments, tcpEStatsPerfCongSignals SHOULD be incremented in
           association with the Fast Retransmit algorithm."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsPerfEntry 19 }

   tcpEStatsPerfCurCwnd  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The current congestion window, in octets."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsPerfEntry 20 }

   tcpEStatsPerfCurSsthresh  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The current slow start threshold in octets."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsPerfEntry 21 }

   tcpEStatsPerfTimeouts  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current



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       DESCRIPTION
          "The number of times the retransmit timeout has expired when
           the RTO backoff multiplier is equal to one."
       REFERENCE
          "RFC2988, Computing TCP's Retransmission Timer"
       ::= { tcpEStatsPerfEntry 22 }

   --
   --  The following objects instrument receiver window updates
   --  sent by the local receiver to the remote sender. These can
   --  be used to determine if the local receiver is exerting flow
   --  control back pressure on the remote sender.
   --

   tcpEStatsPerfCurRwinSent  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The most recent window advertisement sent, in octets."
       REFERENCE
          "RFC793, Transmission Control Protocol"
       ::= { tcpEStatsPerfEntry 23 }

   tcpEStatsPerfMaxRwinSent  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The maximum window advertisement sent, in octets."
       REFERENCE
          "RFC793, Transmission Control Protocol"
       ::= { tcpEStatsPerfEntry 24 }

   tcpEStatsPerfZeroRwinSent  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of acknowledgments sent announcing a zero
           receive window, when the previously announced window was
           not zero."
       REFERENCE
          "RFC793, Transmission Control Protocol"
       ::= { tcpEStatsPerfEntry 25 }




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   --
   --  The following objects instrument receiver window updates
   --  from the far end-system to determine if the remote receiver
   --  has sufficient buffer space or is exerting flow-control
   --  back pressure on the local sender.
   --

   tcpEStatsPerfCurRwinRcvd  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The most recent window advertisement received, in octets."
       REFERENCE
          "RFC793, Transmission Control Protocol"
       ::= { tcpEStatsPerfEntry 26 }

   tcpEStatsPerfMaxRwinRcvd  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The maximum window advertisement received, in octets."
       REFERENCE
          "RFC793, Transmission Control Protocol"
       ::= { tcpEStatsPerfEntry 27 }

   tcpEStatsPerfZeroRwinRcvd  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of acknowledgments received announcing a zero
           receive window, when the previously announced window was
           not zero."
       REFERENCE
          "RFC793, Transmission Control Protocol"
       ::= { tcpEStatsPerfEntry 28 }

   --
   --  The following optional objects can be used to quickly
   --  identify which subsystems are limiting TCP performance.
   --  There are three parallel pairs of instruments that measure
   --  the extent to which TCP performance is limited by the
   --  announced receiver window (indicating a receiver
   --  bottleneck), the current congestion window or



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   --  retransmission timeout (indicating a path bottleneck) and
   --  all others events (indicating a sender bottleneck).
   --
   --  These instruments SHOULD be updated every time the TCP
   --  output routine stops sending data. The elapsed time since
   --  the previous stop is accumulated into the appropriate
   --  object as determined by the previous stop reason (e.g.,
   --  stop state). The current stop reason determines which timer
   --  will be updated the next time TCP output stops.
   --
   --  Since there is no explicit stop at the beginning of a
   --  timeout, it is necessary to retroactively reclassify the
   --  previous stop as 'Congestion Limited'.
   --

   tcpEStatsPerfSndLimTransRwin  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of transitions into the 'Receiver Limited' state
           from either the 'Congestion Limited' or 'Sender Limited'
           states. This state is entered whenever TCP transmission
           stops because the sender has filled the announced receiver
           window. I.e., when SND.NXT has advanced to SND.UNA +
           SND.WND - 1 as described in RFC 793."
       REFERENCE
          "RFC793, Transmission Control Protocol"
       ::= { tcpEStatsPerfEntry 31 }

   tcpEStatsPerfSndLimTransCwnd  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of transitions into the 'Congestion Limited'
           state from either the 'Receiver Limited' or 'Sender
           Limited' states. This state is entered whenever TCP
           transmission stops because the sender has reached some
           limit defined by congestion control (e.g., cwnd) or other
           algorithms (retransmission timeouts) designed to control
           network traffic. See the definition of 'CONGESTION WINDOW'
           in RFC 2581."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsPerfEntry 32 }

   tcpEStatsPerfSndLimTransSnd  OBJECT-TYPE



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       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of transitions into the 'Sender Limited' state
           from either the 'Receiver Limited' or 'Congestion Limited'
           states. This state is entered whenever TCP transmission
           stops due to some sender limit such as running out of
           application data or other resources and the Karn algorithm.
           When TCP stops sending data for any reason which cannot be
           classified as Receiver Limited or Congestion Limited it
           MUST be treated as Sender Limited."
       ::= { tcpEStatsPerfEntry 33 }

   tcpEStatsPerfSndLimTimeRwin  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The cumulative time spent in the 'Receiver Limited' state.
           See tcpEStatsPerfSndLimTransRwin."
       ::= { tcpEStatsPerfEntry 34 }

   tcpEStatsPerfSndLimTimeCwnd  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The cumulative time spent in the 'Congestion Limited'
           state. See tcpEStatsPerfSndLimTransCwnd. When there is a
           retransmission timeout, it SHOULD be counted in
           tcpEStatsPerfSndLimTimeCwnd (and not the cumulative time
           for some other state.)"
       ::= { tcpEStatsPerfEntry 35 }

   tcpEStatsPerfSndLimTimeSnd  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The cumulative time spent in the 'Sender Limited' state.
           See tcpEStatsPerfSndLimTransSnd."
       ::= { tcpEStatsPerfEntry 36 }

   -- ================================================================



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   --
   -- Statistics for diagnosing path problems
   --

   tcpEStatsPathTable    OBJECT-TYPE
       SYNTAX      SEQUENCE OF TcpEStatsPathEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "This table contains objects that can be used to infer
           detailed behavior of the Internet path, such as the
           extent that there is reordering, ECN bits and if
           RTT fluctuations are correlated to losses.

           Entries are retained in this table for the number of
           seconds indicated by the tcpEStatsConnTableLatency
           object, after the TCP connection first enters the closed
           state."
       ::= { tcpEStats 4 }

   tcpEStatsPathEntry  OBJECT-TYPE
       SYNTAX       TcpEStatsPathEntry
       MAX-ACCESS   not-accessible
       STATUS       current
       DESCRIPTION
           "Each entry in this table has information about the
           characteristics of each active and recently closed tcp
           connection."
      INDEX { tcpEStatsConnectIndex }
      ::= { tcpEStatsPathTable 1 }

   TcpEStatsPathEntry ::= SEQUENCE {

           tcpEStatsPathRetranThresh           Gauge32,
           tcpEStatsPathNonRecovDAEpisodes     ZeroBasedCounter32,
           tcpEStatsPathSumOctetsReordered     ZeroBasedCounter32,
           tcpEStatsPathNonRecovDA             ZeroBasedCounter32,
           tcpEStatsPathSampleRTT              Gauge32,
           tcpEStatsPathRTTVar                 Gauge32,
           tcpEStatsPathMaxRTT                 Gauge32,
           tcpEStatsPathMinRTT                 Gauge32,
           tcpEStatsPathSumRTT                 ZeroBasedCounter32,
           tcpEStatsPathHCSumRTT               ZeroBasedCounter64,
           tcpEStatsPathCountRTT               ZeroBasedCounter32,
           tcpEStatsPathMaxRTO                 Gauge32,
           tcpEStatsPathMinRTO                 Gauge32,
           tcpEStatsPathIpTtl                  Unsigned32,
           tcpEStatsPathIpTosIn                OCTET STRING,



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           tcpEStatsPathIpTosOut               OCTET STRING,
           tcpEStatsPathPreCongSumCwnd         ZeroBasedCounter32,
           tcpEStatsPathPreCongSumRTT          ZeroBasedCounter32,
           tcpEStatsPathPostCongSumRTT         ZeroBasedCounter32,
           tcpEStatsPathPostCongCountRTT       ZeroBasedCounter32,
           tcpEStatsPathECNsignals             ZeroBasedCounter32,
           tcpEStatsPathDupAckEpisodes         ZeroBasedCounter32,
           tcpEStatsPathRcvRTT                 Gauge32,
           tcpEStatsPathDupAcksOut             ZeroBasedCounter32,
           tcpEStatsPathCERcvd                 ZeroBasedCounter32,
           tcpEStatsPathECESent                ZeroBasedCounter32
       }

   --
   --  The following optional objects can be used to infer segment
   --  reordering on the path from the local sender to the remote
   --  receiver.
   --

   tcpEStatsPathRetranThresh  OBJECT-TYPE
       SYNTAX          Gauge32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of duplicate acknowledgments required to trigger
           Fast Retransmit. Note that although this is constant in
           traditional Reno TCP implementations, it is adaptive in
           many newer TCPs."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsPathEntry 1 }

   tcpEStatsPathNonRecovDAEpisodes  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of duplicate acknowledgment episodes that did
           not trigger a Fast Retransmit because ACK advanced prior to
           the number of duplicate acknowledgments reaching
           RetranThresh.

           In many implementations this is the number of times the
           'dupacks' counter is set to zero when it is non-zero but
           less than RetranThresh.

           Note that the change in tcpEStatsPathNonRecovDAEpisodes
           divided by the change in tcpEStatsPerfDataSegsOut is an



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           estimate of the frequency of data reordering on the forward
           path over some interval."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsPathEntry 2 }

   tcpEStatsPathSumOctetsReordered  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The sum of the amounts SND.UNA advances on the
           acknowledgment which ends a dup-ack episode without a
           retransmission.

           Note the change in tcpEStatsPathSumOctetsReordered divided
           by the change in tcpEStatsPathNonRecovDAEpisodes is an
           estimates of the average reordering distance, over some
           interval."
       ::= { tcpEStatsPathEntry 3 }

   tcpEStatsPathNonRecovDA  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "Duplicate acks (or SACKS) that did not trigger a Fast
           Retransmit because ACK advanced prior to the number of
           duplicate acknowledgments reaching RetranThresh.

           In many implementations, this is the sum of the 'dupacks'
           counter, just before it is set to zero because ACK advanced
           without a Fast Retransmit.

           Note that the change in tcpEStatsPathNonRecovDA divided by
           the change in tcpEStatsPathNonRecovDAEpisodes is an
           estimate of the average reordering distance in segments
           over some interval."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsPathEntry 4 }

   --
   --  The following optional objects instrument the round trip
   --  time estimator and the retransmission timeout timer.
   --




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   tcpEStatsPathSampleRTT  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The most recent raw round trip time measurement used in
           calculation of the RTO."
       REFERENCE
          "RFC2988, Computing TCP's Retransmission Timer"
       ::= { tcpEStatsPathEntry 11 }

   tcpEStatsPathRTTVar  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The round trip time variation used in calculation of the
           RTO. See RTTVAR in [RFC2988]."
       REFERENCE
          "RFC2988, Computing TCP's Retransmission Timer"
       ::= { tcpEStatsPathEntry 12 }

   tcpEStatsPathMaxRTT  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The maximum sampled round trip time."
       REFERENCE
          "RFC2988, Computing TCP's Retransmission Timer"
       ::= { tcpEStatsPathEntry 13 }

   tcpEStatsPathMinRTT  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The minimum sampled round trip time."
       REFERENCE
          "RFC2988, Computing TCP's Retransmission Timer"
       ::= { tcpEStatsPathEntry 14 }

   tcpEStatsPathSumRTT  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32



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       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The sum of all sampled round trip times.

           Note that the change in tcpEStatsPathSumRTT divided by the
           change in tcpEStatsPathCountRTT is the mean RTT, uniformly
           averaged over an enter interval."
       REFERENCE
          "RFC2988, Computing TCP's Retransmission Timer"
       ::= { tcpEStatsPathEntry 15 }

   tcpEStatsPathHCSumRTT  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter64
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The sum of all sampled round trip times, on all systems
           that implement multiple concurrent RTT measurements.

           Note that the change in tcpEStatsPathHCSumRTT divided by
           the change in tcpEStatsPathCountRTT is the mean RTT,
           uniformly averaged over an enter interval."
       REFERENCE
          "RFC2988, Computing TCP's Retransmission Timer"
       ::= { tcpEStatsPathEntry 16 }

   tcpEStatsPathCountRTT  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of round trip time samples included in
           tcpEStatsPathSumRTT and tcpEStatsPathHCSumRTT."
       REFERENCE
          "RFC2988, Computing TCP's Retransmission Timer"
       ::= { tcpEStatsPathEntry 17 }

   tcpEStatsPathMaxRTO  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The maximum value of the retransmit timer RTO."
       REFERENCE



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          "RFC2988, Computing TCP's Retransmission Timer"
       ::= { tcpEStatsPathEntry 18 }

   tcpEStatsPathMinRTO  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The minimum value of the retransmit timer RTO."
       REFERENCE
          "RFC2988, Computing TCP's Retransmission Timer"
       ::= { tcpEStatsPathEntry 19 }

   --
   --  The following optional objects provide information about
   --  how TCP is using the IP layer.
   --

   tcpEStatsPathIpTtl  OBJECT-TYPE
       SYNTAX          Unsigned32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The value of the TTL field carried in the most recently
           received IP header. This is sometimes useful to detect
           changing or unstable routes."
       REFERENCE
          "RFC791, Internet Protocol"
       ::= { tcpEStatsPathEntry 20 }

   tcpEStatsPathIpTosIn  OBJECT-TYPE
       SYNTAX          OCTET STRING (SIZE(1))
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The value of the IPv4 Type Of Service octet, or the IPv6
           traffic class octet, carried in the most recently received
           IP header.

           This is useful to diagnose interactions between TCP and any
           IP layer packet scheduling and delivery policy, which might
           be in effect to implement Diffserv."
       REFERENCE
          "RFC3260, New Terminology and Clarifications for Diffserv"
       ::= { tcpEStatsPathEntry 21 }

   tcpEStatsPathIpTosOut  OBJECT-TYPE



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       SYNTAX          OCTET STRING (SIZE(1))
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The value of the IPv4 Type Of Service octet, or the IPv6
           traffic class octet, carried in the most recently
           transmitted IP header.

           This is useful to diagnose interactions between TCP and any
           IP layer packet scheduling and delivery policy, which might
           be in effect to implement Diffserv."
       REFERENCE
          "RFC3260, New Terminology and Clarifications for Diffserv"
       ::= { tcpEStatsPathEntry 22 }

   --
   --  The following optional objects characterize the congestion
   --  feedback signals by collecting statistics on how the
   --  congestion events are correlated to losses, changes in RTT
   --  and other protocol events.
   --

   tcpEStatsPathPreCongSumCwnd  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The sum of the values of the congestion window, in octets,
           captured each time a congestion signal is received. This
           MUST be updated each time tcpEStatsPerfCongSignals is
           incremented, such that the change in
           tcpEStatsPathPreCongSumCwnd divided by the change in
           tcpEStatsPerfCongSignals is the average window (over some
           interval) just prior to a congestion signal."
       ::= { tcpEStatsPathEntry 23 }

   tcpEStatsPathPreCongSumRTT  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "Sum of the last sample of the RTT (tcpEStatsPathSampleRTT)
           prior to received congestion signals. This MUST be updated
           each time tcpEStatsPerfCongSignals is incremented, such
           that the change in tcpEStatsPathPreCongSumRTT divided by
           the change in tcpEStatsPerfCongSignals is the average RTT



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           (over some interval) just prior to a congestion signal."
       ::= { tcpEStatsPathEntry 24 }

   tcpEStatsPathPostCongSumRTT  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "Sum of the first sample of the RTT (tcpEStatsPathSampleRTT)
           following each congestion signal. Such that the change in
           tcpEStatsPathPostCongSumRTT divided by the change in
           tcpEStatsPathPostCongCountRTT is the average RTT (over some
           interval) just after a congestion signal."
       ::= { tcpEStatsPathEntry 25 }

   tcpEStatsPathPostCongCountRTT  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       UNITS           "milliseconds"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of RTT samples included in
           tcpEStatsPathPostCongSumRTT such that the change in
           tcpEStatsPathPostCongSumRTT divided by the change in
           tcpEStatsPathPostCongCountRTT is the average RTT (over some
           interval) just after a congestion signal."
       ::= { tcpEStatsPathEntry 26 }

   --
   --  The following optional objects can be used to detect other
   --  types of non-loss congestion signals such as source quench
   --  or ECN.
   --

   tcpEStatsPathECNsignals  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of congestion signals delivered to the TCP
           sender via explicit congestion notification (ECN). This is
           typically the number of segments bearing ECE bits but
           should also include segments failing the ECN nonce check or
           other explicit congestion signals."
       REFERENCE
          "RFC3168, The Addition of Explicit Congestion Notification
           (ECN) to IP"



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       ::= { tcpEStatsPathEntry 27 }

   --
   --  The following optional objects are receiver side
   --  instruments of the path from the sender to the receiver. In
   --  general the receiver has less information about the state
   --  of the path, because the receiver does not have a robust
   --  mechanism to infer the sender's actions.
   --

   tcpEStatsPathDupAckEpisodes  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of Duplicate Acks Sent when prior Ack was not
           duplicate. This is the number of times that a contiguous
           series of duplicate acknowledgments have been sent.

           This is an indication of the number of data segments lost
           or reordered on the path from the remote TCP endpoint to
           the near TCP endpoint."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsPathEntry 28 }

   tcpEStatsPathRcvRTT  OBJECT-TYPE
       SYNTAX          Gauge32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The receiver's estimate of the Path RTT.

           Adaptive receiver window algorithms depend on the receiver
           to having a good estimate of the path RTT."
       ::= { tcpEStatsPathEntry 29 }

   tcpEStatsPathDupAcksOut  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of duplicate ACKs sent. The ratio of the change
           in tcpEStatsPathDupAcksOut to the change in
           tcpEStatsPathDupAckEpisodes is an indication of reorder or
           recovery distance over some interval."
       REFERENCE
          "RFC2581, TCP Congestion Control"



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       ::= { tcpEStatsPathEntry 30 }

   tcpEStatsPathCERcvd  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of segments received with IP headers bearing
           Congestion Experienced (CE) markings."
       REFERENCE
          "RFC3168, The Addition of Explicit Congestion Notification
           (ECN) to IP"
       ::= { tcpEStatsPathEntry 31 }

   tcpEStatsPathECESent  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "Number of times the Echo Congestion Experienced (ECE) bit
           in the TCP header has been set (transitioned from 0 to 1),
           due to a Congestion Experienced (CE) marking on an IP
           header. Note that ECE can be set and reset only once per
           RTT, while CE can be set on many segments per RTT."
       REFERENCE
          "RFC3168, The Addition of Explicit Congestion Notification
           (ECN) to IP"
       ::= { tcpEStatsPathEntry 32 }

   -- ================================================================
   --
   -- Statistics for diagnosing stack algorithms
   --

   tcpEStatsStackTable    OBJECT-TYPE
       SYNTAX      SEQUENCE OF TcpEStatsStackEntry
       MAX-ACCESS  not-accessible
       STATUS      current
       DESCRIPTION
           "This table contains objects that are most useful for
           determining how well some of the TCP control
           algorithms are coping with this particular
           path.

           Entries are retained in this table for the number of
           seconds indicated by the tcpEStatsConnTableLatency
           object, after the TCP connection first enters the closed
           state."



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       ::= { tcpEStats 5 }

   tcpEStatsStackEntry  OBJECT-TYPE
       SYNTAX       TcpEStatsStackEntry
       MAX-ACCESS   not-accessible
       STATUS       current
       DESCRIPTION
           "Each entry in this table has information about the
           characteristics of each active and recently closed tcp
           connection."
      INDEX { tcpEStatsConnectIndex }
      ::= { tcpEStatsStackTable 1 }

   TcpEStatsStackEntry ::= SEQUENCE {

           tcpEStatsStackActiveOpen            TruthValue,
           tcpEStatsStackMSSSent               Unsigned32,
           tcpEStatsStackMSSRcvd               Unsigned32,
           tcpEStatsStackWinScaleSent          Integer32,
           tcpEStatsStackWinScaleRcvd          Integer32,
           tcpEStatsStackTimeStamps            TcpEStatsNegotiated,
           tcpEStatsStackECN                   TcpEStatsNegotiated,
           tcpEStatsStackWillSendSACK          TcpEStatsNegotiated,
           tcpEStatsStackWillUseSACK           TcpEStatsNegotiated,
           tcpEStatsStackState                 INTEGER,
           tcpEStatsStackNagle                 TruthValue,
           tcpEStatsStackMaxSsCwnd             Gauge32,
           tcpEStatsStackMaxCaCwnd             Gauge32,
           tcpEStatsStackMaxSsthresh           Gauge32,
           tcpEStatsStackMinSsthresh           Gauge32,
           tcpEStatsStackInRecovery            INTEGER,
           tcpEStatsStackDupAcksIn             ZeroBasedCounter32,
           tcpEStatsStackSpuriousFrDetected    ZeroBasedCounter32,
           tcpEStatsStackSpuriousRtoDetected    ZeroBasedCounter32,
           tcpEStatsStackSoftErrors            ZeroBasedCounter32,
           tcpEStatsStackSoftErrorReason       INTEGER,
           tcpEStatsStackSlowStart             ZeroBasedCounter32,
           tcpEStatsStackCongAvoid             ZeroBasedCounter32,
           tcpEStatsStackOtherReductions       ZeroBasedCounter32,
           tcpEStatsStackCongOverCount         ZeroBasedCounter32,
           tcpEStatsStackFastRetran            ZeroBasedCounter32,
           tcpEStatsStackSubsequentTimeouts    ZeroBasedCounter32,
           tcpEStatsStackCurTimeoutCount       Gauge32,
           tcpEStatsStackAbruptTimeouts        ZeroBasedCounter32,
           tcpEStatsStackSACKsRcvd             ZeroBasedCounter32,
           tcpEStatsStackSACKBlocksRcvd        ZeroBasedCounter32,
           tcpEStatsStackSendStall             ZeroBasedCounter32,
           tcpEStatsStackDSACKDups             ZeroBasedCounter32,



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           tcpEStatsStackMaxMSS                Gauge32,
           tcpEStatsStackMinMSS                Gauge32,
           tcpEStatsStackSndInitial            Unsigned32,
           tcpEStatsStackRecInitial            Unsigned32,
           tcpEStatsStackCurRetxQueue          Gauge32,
           tcpEStatsStackMaxRetxQueue          Gauge32,
           tcpEStatsStackCurReasmQueue         Gauge32,
           tcpEStatsStackMaxReasmQueue         Gauge32
       }

   --
   --  The following objects reflect TCP options carried on the
   --  SYN or SYN-ACK. These options are used to provide
   --  additional protocol parameters or to enable various
   --  optional TCP features or algorithms.
   --
   --  Except as noted, the TCP protocol does not permit these
   --  options to change after the SYN exchange.
   --

   tcpEStatsStackActiveOpen  OBJECT-TYPE
       SYNTAX          TruthValue
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "True(1) if the local connection traversed the SYN-SENT
           state, else false(2)."
       REFERENCE
          "RFC793, Transmission Control Protocol"
       ::= { tcpEStatsStackEntry 1 }

   tcpEStatsStackMSSSent  OBJECT-TYPE
       SYNTAX          Unsigned32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The value sent in an MSS option, or zero if none."
       REFERENCE
          "RFC1122, Requirements for Internet Hosts - Communication
           Layers"
       ::= { tcpEStatsStackEntry 2 }

   tcpEStatsStackMSSRcvd  OBJECT-TYPE
       SYNTAX          Unsigned32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The value received in an MSS option, or zero if none."



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       REFERENCE
          "RFC1122, Requirements for Internet Hosts - Communication
           Layers"
       ::= { tcpEStatsStackEntry 3 }

   tcpEStatsStackWinScaleSent  OBJECT-TYPE
       SYNTAX          Integer32 (-1..14)
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The value of the transmitted window scale option if one was
           sent; otherwise, a value of -1.

           Note that if both tcpEStatsStackWinScaleSent and
           tcpEStatsStackWinScaleRcvd are not -1, then Rcv.Wind.Scale
           will be the same as this value and used to scale receiver
           window announcements from the local host to the remote
           host."
       REFERENCE
          "RFC1323, TCP Extensions for High Performance"
       ::= { tcpEStatsStackEntry 4 }

   tcpEStatsStackWinScaleRcvd  OBJECT-TYPE
       SYNTAX          Integer32 (-1..14)
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The value of the received window scale option if one was
           received; otherwise, a value of -1.

           Note that if both tcpEStatsStackWinScaleSent and
           tcpEStatsStackWinScaleRcvd are not -1, then Snd.Wind.Scale
           will be the same as this value and used to scale receiver
           window announcements from the remote host to the local
           host."
       REFERENCE
          "RFC1323, TCP Extensions for High Performance"
       ::= { tcpEStatsStackEntry 5 }

   tcpEStatsStackTimeStamps  OBJECT-TYPE
       SYNTAX          TcpEStatsNegotiated
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "Enabled(1) if TCP timestamps have been negotiated on,
           selfDisabled(2) if they are disabled or not implemented on
           the local host, or peerDisabled(3) if not negotiated by the
           remote hosts."



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       REFERENCE
          "RFC1323, TCP Extensions for High Performance"
       ::= { tcpEStatsStackEntry 6 }

   tcpEStatsStackECN  OBJECT-TYPE
       SYNTAX          TcpEStatsNegotiated
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "Enabled(1) if Explicit Congestion Notification (ECN) has
           been negotiated on, selfDisabled(2) if it is disabled or
           not implemented on the local host, or peerDisabled(3) if
           not negotiated by the remote hosts."
       REFERENCE
          "RFC3168, The Addition of Explicit Congestion Notification
           (ECN) to IP"
       ::= { tcpEStatsStackEntry 7 }

   tcpEStatsStackWillSendSACK  OBJECT-TYPE
       SYNTAX          TcpEStatsNegotiated
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "Enabled(1) if the local host will send SACK options
           selfDisabled(2) if SACK is disabled or not implemented on
           the local host, or peerDisabled(3) if the remote host did
           not send the SACK-permitted option.

           Note that SACK negotiation is not symmetrical. SACK can
           enabled on one side of the connection and not the other."
       REFERENCE
          "RFC2018, TCP Selective Acknowledgement Options"
       ::= { tcpEStatsStackEntry 8 }

   tcpEStatsStackWillUseSACK  OBJECT-TYPE
       SYNTAX          TcpEStatsNegotiated
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "Enabled(1) if the local host will process SACK options
           selfDisabled(2) if SACK is disabled or not implemented on
           the local host, or peerDisabled(3) if the remote host sends
           duplicate ACKs without SACK options, or the local host
           otherwise decides not to process received SACK options.

           Unlike other TCP options, the remote data receiver cannot
           explicitly indicate if it is able to generate SACK options.
           When sending data, the local host has to deduce if the



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           remote receiver is sending SACK options. This object can
           transition from Enabled(1) to peerDisabled(3) after the SYN
           exchange.

           Note that SACK negotiation is not symmetrical. SACK can
           enabled on one side of the connection and not the other."
       REFERENCE
          "RFC2018, TCP Selective Acknowledgement Options"
       ::= { tcpEStatsStackEntry 9 }

   --
   --  The following two objects reflect the current state of the
   --  connection.
   --

   tcpEStatsStackState  OBJECT-TYPE
       SYNTAX          INTEGER {
          tcpESStateClosed(1),
          tcpESStateListen(2),
          tcpESStateSynSent(3),
          tcpESStateSynReceived(4),
          tcpESStateEstablished(5),
          tcpESStateFinWait1(6),
          tcpESStateFinWait2(7),
          tcpESStateCloseWait(8),
          tcpESStateLastAck(9),
          tcpESStateClosing(10),
          tcpESStateTimeWait(11),
          tcpESStateDeleteTcb(12)
       }
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "An integer value representing the connection state from the
           TCP State Transition Diagram.

           The value listen(2) is included only for parallelism to the
           old tcpConnTable, and SHOULD NOT be used because the listen
           state in managed by the tcpListenerTable.

           The value DeleteTcb(12) is included only for parallelism to
           the tcpConnTable mechanism for terminating connections,
           although this table does not permit writing."
       REFERENCE
          "RFC793, Transmission Control Protocol"
       ::= { tcpEStatsStackEntry 10 }

   tcpEStatsStackNagle  OBJECT-TYPE



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       SYNTAX          TruthValue
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "True(1) if the Nagle algorithm is being used, else
           false(2)."
       REFERENCE
          "RFC1122, Requirements for Internet Hosts - Communication
           Layers"
       ::= { tcpEStatsStackEntry 11 }

   --
   --  The following objects instrument the overall operation of
   --  TCP congestion control and data retransmissions. These
   --  instruments are sufficient to fit the actual performance to
   --  an updated macroscopic performance model [RFC2581] [Mat97]
   --  [Pad98].
   --

   tcpEStatsStackMaxSsCwnd  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The maximum congestion window used during Slow Start, in
           octets."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsStackEntry 12 }

   tcpEStatsStackMaxCaCwnd  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The maximum congestion window used during Congestion
           Avoidance, in octets."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsStackEntry 13 }

   tcpEStatsStackMaxSsthresh  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current



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       DESCRIPTION
          "The maximum slow start threshold, excluding the initial
           value."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsStackEntry 14 }

   tcpEStatsStackMinSsthresh  OBJECT-TYPE
       SYNTAX          Gauge32
       UNITS           "octets"
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The minimum slow start threshold."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsStackEntry 15 }

   tcpEStatsStackInRecovery  OBJECT-TYPE
       SYNTAX          INTEGER {
          tcpESDataContiguous(1),
          tcpESDataUnordered(2),
          tcpESDataRecovery(3)
       }
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "An integer value representing the state of the loss
           recovery for this connection.

           tcpESDataContiguous(1) indicates that the remote receiver
           is reporting contiguous data (no duplicate acknowledgments
           or SACK options) and that there are no unacknowledged
           retransmissions.

           tcpESDataUnordered(2) indicates that the remote receiver is
           reporting missing or out-of-order data (e.g., sending
           duplicate acknowledgments or SACK options) and that there
           are no unacknowledged retransmissions (because the missing
           data has not yet been retransmitted).

           tcpESDataRecovery(3) indicates that the sender has
           outstanding retransmitted data which is still
           unacknowledged."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsStackEntry 16 }




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   tcpEStatsStackDupAcksIn  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32
       MAX-ACCESS      read-only
       STATUS          current
       DESCRIPTION
          "The number of duplicate ACKs received."
       REFERENCE
          "RFC2581, TCP Congestion Control"
       ::= { tcpEStatsStackEntry 17 }

   tcpEStatsStackSpuriousFrDetected  OBJECT-TYPE
       SYNTAX          ZeroBasedCounter32